Financial Services

Overview

As a stakeholder in the financial services sector, you navigate a competitive and ever-changing regulatory and economic environment. Our cross-functional team serves the financial services sector by providing transactional, regulatory, litigation, advocacy, and consulting services. We deliver cutting-edge counsel along with practical advice to help you anticipate and manage changes, driving your business forward. We represent many of the world’s leading financial institutions, insurance companies, securities firms, investment funds, asset managers, and other finance companies, and our international presence allows us to provide seamless service in financial centers around the globe.

We bring an insider’s perspective to the financial services sector. Our attorneys have served as SEC officials, state and federal regulators, and state and federal prosecutors. Our D.C.-based consultants maintain strong relationships with key federal officials in Congress and at the Federal Reserve, U.S. Treasury, Federal Deposit Insurance Corporation (FDIC), Department of Labor (DOL), National Association of Insurance Commissioners (NAIC), Consumer Financial Protection Board (CFPB), and other agencies and governing bodies.

Our institutional knowledge enables us to anticipate challenges and tackle them head-on so you can focus on your day-to-day needs. With more than 100 years of experience supporting the financial services sector, we partner and collaborate with you, evolving alongside the sector to advance your goals and address your most pressing challenges.

Financial Services

Overview

Financial Services Segments

Insights & Events

Latest

Brad Campbell Discusses New Rule on 401(k) Withdrawals With CNBC

Faegre Drinker Attorneys Recognized in 2025 Lexology Index Reports

Faegre Drinker Welcomes Labor & Employment Counsel Stephanie Albrecht in Los Angeles

Brad Campbell Comments on New Executive Order Curbing Influence of Proxy Advisers for PlanAdviser

Scott Kosnoff Reacts to New Executive Order Preempting State AI Regulation in American Banker

Federal Business Tax Update

Fifth Circuit Provides Guidance on Damages and Injunctive Relief Under the DTSA in $168 Million Trade Secret Case

European Union’s Digital Omnibus Package, Part II — Changes to the GDPR and the Data Act

Spotlight on Digital Asset Finance

Inside the Beltway - Webinar

Insights

Brad Campbell Discusses New Rule on 401(k) Withdrawals With CNBC

Brad Campbell Comments on New Executive Order Curbing Influence of Proxy Advisers for PlanAdviser

Scott Kosnoff Reacts to New Executive Order Preempting State AI Regulation in American Banker

Fifth Circuit Provides Guidance on Damages and Injunctive Relief Under the DTSA in $168 Million Trade Secret Case

European Union’s Digital Omnibus Package, Part II — Changes to the GDPR and the Data Act

Litigation Funder Has No Interest in Debtor’s Antitrust Claims

2026 SEC Examination Priorities

Senate Bipartisan Draft Would Establish New Federal Regime for Digital Commodity Markets

Fred Reish and Brad Campbell Discuss DOL’s Changing Priorities With InsuranceNewsNet

Brad Campbell Comments on The Government Shutdown’s Effects on DOL With Pensions and Investments

Events

Past Events

Federal Business Tax Update

Spotlight on Digital Asset Finance

Inside the Beltway - Webinar

FX Reboot: Modernizing the 1998 Definitions

Investigating and Litigating Long-Term Care Insurance Fraud – From Claim to Complaint: The Lifecycle of a Potential Fraud Claim

News

Faegre Drinker Attorneys Recognized in 2025 Lexology Index Reports

Faegre Drinker Welcomes Labor & Employment Counsel Stephanie Albrecht in Los Angeles

Faegre Drinker Advises Underwriters in Park Dental Partners Initial Public Offering

Faegre Drinker Launches Cross-Service National Security Team

Faegre Drinker Recognized in Chambers UK 2026 Edition

Minnesota Lawyer Names Faegre Drinker Partners to 2025 "Business Litigation Power List"

Faegre Drinker, Paige Izquierdo Shortlisted for ALM’s “Leadership, Influence and Inclusivity in Law” Awards

Former Aberdeen Inc. Chief Risk Officer Joseph Andolina Returns to Faegre Drinker as Partner in Philadelphia

Faegre Drinker Represents Caltius Equity Partners and APHIX in its Sale to Gauge Capital

Public Company and Corporate Governance Advisor Angie Snavely Rejoins Faegre Drinker as Partner in Minneapolis

Related Legal Services

Experience

Our Experience

Voya Financial, Inc. Issues $400M in Senior Notes

Surmodics Inc. Agrees to $627M Acquisition by GTCR

Wells Fargo Capital Markets Activities

Roth Capital Partners is Placement Agent in $4.5M Offering and $16M Private Placement

Karat Packaging Stockholders Complete $20M Underwritten Secondary Offering

Argentem Creek Partners Obtains Complete Dismissal of $500 Million Lawsuit

Meet The Team

Meet The Full Financial Services Team

Michael P. Pompeo

Michael B. Abbott

Jessica C. Abrahams

Alison M. Agnew

Daniel H. Aiken

Jessica L. Albrecht

Stephanie Albrecht

Andrew Anderson

Josh Anderson

Lynne Anne Anderson

Joseph B. Andolina

Joshua L. Andrews

Laura E. Appleby

Felipe Morais Assunção

Eric F. Au

Dina B. Awshah

Heather B. Bader

Harrison H. Baker

Brian M. Balduzzi

Libby Baney Burstein

Jamis K. Barcott

Hannah J. Barlow

Rupert HW Barnes

Michael N. Baxter

Wayne Beck