Joshua B. Deringer

Fund Operations & Structuring

Josh advises registered investment companies, private funds, investment advisers, and other alternative investment vehicles. He establishes the legal and regulatory framework for a broad range of products, including interval funds, tender offer funds, business development companies (BDCs), funds of funds, multiclass funds, and master-feeder structures. He counsels clients on product development, launches, reorganizations, and ongoing operational and regulatory matters. Josh’s deep knowledge of the federal securities rulemaking process positions him to provide strategic guidance on proposed regulations, industry initiatives, and federal policymaking affecting registered and private funds.

Regulatory Counsel & Governance

Boards of directors, officers, and senior management rely on Josh for guidance on fund governance, fiduciary duties, compliance programs, and regulatory best practices. He helps investment advisers manage risk and regulatory exposure by drafting and enhancing compliance policies and procedures; reviewing advisory, distribution, and service provider agreements; and advising on advertising and marketing, soft dollars, trade allocation, and valuation matters. Josh also represents and coaches clients through SEC examinations, investigations, and enforcement proceedings.