Faegre Drinker Biddle & Reath LLP, a Delaware limited liability partnership | This website contains attorney advertising.

Overview

Our dedicated team of attorneys advises registered investment companies and their boards on fund formation, regulatory requirements and fund governance. We counsel families of funds including mutual funds, continuously offered closed-end funds, including interval funds, tender offer funds and exchange-traded funds. We have the skill to advise billion-dollar fund families and the agility to counsel innovative startups. Our extensive in-house experience instills trust in clients who engage us to serve as fund or independent counsel and provide guidance on fund formation, reorganizations and restructurings, enforcement matters, risk management and day-to-day operations. We represent you in disputes with the Securities and Exchange Commission (SEC) and frequently obtain exemptive and no-action relief on various matters.

Insights & Events

Latest

Updates June 2025

SEC Policy Change for Closed-End Funds Will Enhance Individual Access to Private Markets Investments

Including for 401(k) and IRA Investors
7 min read  
Speaking Engagement Recap May 28, 2025

2025: the Year of Private Credit Investment Opportunities and Potential Pitfalls

Institutional Limited Partners Association Webcast
1 min read  
Speaking Engagement Recap May 14, 2025

Trading Practices, Portfolio Compliance and Related Enforcement Cases

Investment Adviser Certified Compliance Professional (IACCP) Program Symposium
1 min read  
Media Mentions April 2025

Ilene Froom Discusses Market Volatility in Banking Industry With Risk.net

1 min read  
Media Mentions April 2025

Tiffany Reeves Comments on Diversity Efforts in Investment Industry With Impact Alpha and Responsible Investor

1 min read  
Media Mentions March 2025

David Williams Featured in American Lawyer’s ‘How I Made Practice Group Chair’ Series

1 min read  
Press Release November 2024

Faegre Drinker Welcomes Derivatives Partner Ilene Froom to New York Investment Management Group

2 min read  
News November 2024

Faegre Drinker Advises Spire Global on its Agreement to Sell its Maritime Business to Kpler for $241 Million

1 min read  
Media Mentions October 2024

Stephen Hamilton Comments on Tax Impact of Asset Managers Rebalancing Portfolios With Financial Times

1 min read  
Updates July 2023

Republican State Attorneys General Target Mutual Fund Directors Concerning Mutual Fund Adviser ESG Activities

6 min read