Gloria Y. Liu



Gloria Liu counsels clients in the financial services industry, with an emphasis on investment company matters. Gloria has experience advising clients on a variety of investment management and securities law matters, including fund formation, reorganization and ongoing operations of investment companies; preparation of various securities filings for open- and closed-end funds; and other matters such as fund mergers and acquisitions, closed-end fund tender offers, preparing proxy statements and drafting exemptive applications.

During law school, Gloria interned with the Enforcement Division of the U.S. Securities and Exchange Commission. She was also a summer associate with Drinker Biddle & Reath LLP in 2017 and served as a judicial intern through the Sonia and Celina Sotomayor Judicial Internship Program in Brooklyn, New York.

Prior to law school, she was a corporate accountant with a Pennsylvania-based registered investment advisor.

Personal Interests

Gloria enjoys exploring new restaurants, traveling and working out.

Related Industries


Bar Admissions


Certified Public Accountant

Duke University School of Law
J.D. Duke Journal of Gender Law and Policy - Articles Editor, Duke Law and Technology Review - Content Editor (2018)

Drexel University
B.S. summa cum laude (2014)

Insights & Events

Leadership & Community

Civic Activities

  • Duke University School of Law - Philadelphia Alumni Chapter – Board Member
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