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Investment Management
Overview
As investment management clients grow and operate their businesses, they look to us to solve complex regulatory and structural challenges — with an eye to mitigating operational and regulatory risk. We advise national and multinational registered and private funds and their sponsors, investment advisers, broker-dealers, and other institutional market participants on business formation and growth. We draw on deep in-house and industry experience to understand your business — and business objectives — and develop bespoke solutions that are practical and forward-thinking. We anticipate and facilitate industry shifts and help you stay ahead of regulatory issues on existing and emerging issues. Our risk management assessments and compliance evaluations help assess and mitigate compliance and regulatory risks. Clients also count on us to interpret and advise on developments in law and advocate on their behalf on policy development.
Investment Management Segments
Insights & Events
Latest
Speaking Engagement Recap
April 30, 2026
Renovating the FX Market
2026 ISDA Annual General Meeting
1 min read
Media Mentions
April 2026
Brad Campbell and Joshua Waldbeser Discuss DOL’s 401(k) Alternative Assets Plan in ThinkAdvisor
1 min read
Media Mentions
April 2026
Brad Campbell Offers Insight on FACC’s Decision to Drop DOL Fiduciary Lawsuit
1 min read
Media Mentions
April 2026
Brad Campbell Discusses Push to Extend 401(k) Rule Comment Deadline With Ignites
1 min read
Published Articles
April 2026
Tax Compliance Complications After Converting a Private Fund to a Registered Fund
Private Equity Law Report
1 min read
Published Articles
April 2026
Conflicts of Interest (Part 4): Managed Accounts and Avoiding Prohibited Transactions
Journal of Pension Benefits
1 min read
Published Articles
April 2026
Mechanics and Tax Treatment of Private Fund Conversions to Registered Funds
Private Equity Law Report
1 min read
News
March 2026
Faegre Drinker Serves as Counsel for Financial Advisor to Capstone Green Energy Holdings in $112.5 Million Investment
1 min read
Speaking Engagement Recap
March 26, 2026
Interest Rate Derivatives and Equity Derivatives
ISDA Masterclass Extension: OTC Derivatives and ISDA Product Documentation
1 min read
News
March 2026
SIFMA C&L Society Honors Sandra Grannum With 2026 Inclusion & Engagement Award
1 min read
Insights
Media Mentions
April 2026
Brad Campbell and Joshua Waldbeser Discuss DOL’s 401(k) Alternative Assets Plan in ThinkAdvisor
1 min read
Media Mentions
April 2026
Brad Campbell Offers Insight on FACC’s Decision to Drop DOL Fiduciary Lawsuit
1 min read
Media Mentions
April 2026
Brad Campbell Discusses Push to Extend 401(k) Rule Comment Deadline With Ignites
1 min read
Published Articles
April 2026
Tax Compliance Complications After Converting a Private Fund to a Registered Fund
Private Equity Law Report
1 min read
Published Articles
April 2026
Conflicts of Interest (Part 4): Managed Accounts and Avoiding Prohibited Transactions
Journal of Pension Benefits
1 min read
Published Articles
April 2026
Mechanics and Tax Treatment of Private Fund Conversions to Registered Funds
Private Equity Law Report
1 min read
Media Mentions
March 2026
Brad Campbell Discusses Federal Court Striking Down DOL Fiduciary Rule With Financial Advisoron
1 min read
Updates
March 2026
SEC’s Division of Investment Management Publishes Four FAQs Related to the Adoption of Rule 12d1-4 for Fund of Funds Arrangements
FAQs State That the Purpose of a Fund of Funds Agreement Is to Empower Funds to Negotiate and Tailor Appropriate Terms to Protect Their Interest
4 min read
Updates
March 2026
Fifth Circuit Decision Undermines IRS Position on Self-Employment Tax
Sirius Solutions L.L.L.P. v. Commissioner
3 min read
Updates
February 2026
The SEC Proposes Amendments to N-PORT Filings, Including Removing Names Rule Reporting, and Issues New FAQs for Names Rule
6 min read
Events
Past Events
Speaking Engagement Recap
April 30, 2026
Renovating the FX Market
2026 ISDA Annual General Meeting
1 min read
Speaking Engagement Recap
March 26, 2026
Interest Rate Derivatives and Equity Derivatives
ISDA Masterclass Extension: OTC Derivatives and ISDA Product Documentation
1 min read
Speaking Engagement Recap
March 24, 2026
From Reactive to Prepared: Planning for Successful Examinations and Inquiries
SIFMA C&L Annual Seminar
1 min read
Speaking Engagement Recap
March 24, 2026
ISDA Masterclass: Derivatives Documentation
International Swaps and Derivatives Association
1 min read
Speaking Engagement Recap
March 23, 2026
Key Legal and Regulatory Issues for Private Client Firms
SIFMA C&L Annual Seminar
1 min read
News
News
March 2026
Faegre Drinker Serves as Counsel for Financial Advisor to Capstone Green Energy Holdings in $112.5 Million Investment
1 min read
News
March 2026
SIFMA C&L Society Honors Sandra Grannum With 2026 Inclusion & Engagement Award
1 min read
News
February 2026
Faegre Drinker Advises The RBB Fund in Groundbreaking Dual Share Class Structure
1 min read
News
February 2026
Faegre Drinker Practices and Attorneys Ranked Among Leaders in Chambers Global Guide 2026
2 min read
News
February 2026
Faegre Drinker Advises SunOpta, Inc. In Sale Transaction
2 min read
News
January 2026
Faegre Drinker Advises Real Housewife & Fashion Icon Rachel Zoe on Major Gordon Brothers Partnership
2 min read
Press Release
December 2025
Faegre Drinker Announces 2026 Partner Class and Counsel Promotions
2 min read
News
December 2025
Faegre Drinker Advises Underwriters in Park Dental Partners Initial Public Offering
1 min read
News
October 2025
Faegre Drinker Recognized in Chambers UK 2026 Edition
1 min read
Press Release
October 2025
Former Aberdeen Inc. Chief Risk Officer Joseph Andolina Returns to Faegre Drinker as Partner in Philadelphia
2 min read
