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Investment Management

Overview

As investment management clients grow and operate their businesses, they look to us to solve complex regulatory and structural challenges — with an eye to mitigating operational and regulatory risk. We advise national and multinational registered and private funds and their sponsors, investment advisers, broker-dealers and other institutional market participants on business formation and growth. We draw on deep in-house and industry experience to understand your business — and business objectives — and develop bespoke solutions that are practical and forward-thinking. We anticipate and facilitate industry shifts and help you stay ahead of regulatory issues on existing and emerging issues. Our risk management assessments and compliance evaluations help assess and mitigate compliance and regulatory risks. Clients also count on us to interpret and advise on developments in law and advocate on their behalf on policy development.

Insights & Events

Insights
Updates November 2025

Senate Bipartisan Draft Would Establish New Federal Regime for Digital Commodity Markets

How to Help Determine Whether a Tokenized Carbon Credit — or Any Other Digital Asset — May Be Considered a Digital Commodity Under the Draft
10 min read
Media Mentions October 2025

Brad Campbell Comments on The Government Shutdown’s Effects on DOL With Pensions and Investments

1 min read
Published Articles October 2025

The DOL’s Focus on Conflicts of Interest (Part 2)

Journal of Pension Benefits
1 min read
Media Mentions September 2025

Brad Campbell Discusses 401(k) Litigation With Wall Street Journal

1 min read
Updates August 2025

Report Released by Presidential Working Group Expresses Optimism Regarding Digital Asset Markets

4 min read
Published Articles August 2025

Uncertainty in Private Equity Markets: Inflation, Tariffs and Regulatory Changes

1 min read
Media Mentions August 2025

Brad Campbell and Fred Reish Discuss ‘Trump Baby Accounts’ With Insurance News Net

1 min read
Podcast August 2025

Gwen Williamson Discusses AI, Digital Assets, and SEC Priorities on the GRIP. Podcast

1 min read
Updates August 2025

Presidential Order Instructs Regulators to Help Facilitate 401(k) Access to Alternative Asset Investments, Including Private Equity and Private Credit

Builds on Existing Regulatory Momentum; Collective Trusts and Closed-End Funds Expected to Play Key Roles in Facilitating Access for Plan Investors
16 min read
Updates August 2025

Thinking ESOPs: The Truth About ‘Conflicts’ Under ERISA

Anderson, et al. v. Intel Corp. Investment Policy Committee, et al., No. 22-16268 (9th Cir. May 22, 2025)
3 min read

Meet The Team

Meet The Full Investment Management Team