Faegre Drinker Biddle & Reath LLP, a Delaware limited liability partnership | This website contains attorney advertising.

Overview

As investment management clients grow and operate their businesses, they look to us to solve complex regulatory and structural challenges — with an eye to mitigating operational and regulatory risk. We advise national and multinational registered and private funds and their sponsors, investment advisers, broker-dealers and other institutional market participants on business formation and growth. We draw on deep in-house and industry experience to understand your business — and business objectives — and develop bespoke solutions that are practical and forward-thinking. We anticipate and facilitate industry shifts and help you stay ahead of regulatory issues on existing and emerging issues. Our risk management assessments and compliance evaluations help assess and mitigate compliance and regulatory risks. Clients also count on us to interpret and advise on developments in law and advocate on their behalf on policy development.

Insights & Events

Insights
Media Mentions July 2025

Steven Francis Discusses New FCA Developments With Commercial Dispute Resolution

2 min read  
Media Mentions July 2025

Fred Reish and Brad Campbell Comment on the Pending Fiduciary Rule Decision in ThinkAdvisor

2 min read  
Updates July 2025

New “Trump Accounts” for Children

Fund Sponsors and Service Providers May Wish to Begin Assessing Product Eligibility
3 min read  
Published Articles July 2025

The DOL’s Focus on Conflicts of Interest (Part 1): Householding Accounts and Recommending Affiliate Funds

1 min read  
Updates July 2025

New Law Extends and Amends Qualified Opportunity Zone Tax Incentives

Also New Is the Concept of a Qualified Rural Opportunity Fund
6 min read  
Media Mentions July 2025

Fred Reish Comments on Potential of Private Assets in 401(k) Investments in CNBC

1 min read  
Updates June 2025

AI in Financial Services — UK’s Financial Regulator Sets Out Its Approach

Regulating for Growth and International Competitiveness
7 min read  
Updates June 2025

CLARITY Act: Shifting Oversight of Digital Assets Classified as Commodities to the CFTC

A New Regulatory Landscape for Digital Assets Is Underway
5 min read  
Updates June 2025

SEC Policy Change for Closed-End Funds Will Enhance Individual Access to Private Markets Investments

Including for 401(k) and IRA Investors
7 min read  
Media Mentions June 2025

Steven Francis Comments on SFO’s Growing Software Issues With Financial News

2 min read  

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