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Investment Management
Overview
As investment management clients grow and operate their businesses, they look to us to solve complex regulatory and structural challenges — with an eye to mitigating operational and regulatory risk. We advise national and multinational registered and private funds and their sponsors, investment advisers, broker-dealers, and other institutional market participants on business formation and growth. We draw on deep in-house and industry experience to understand your business — and business objectives — and develop bespoke solutions that are practical and forward-thinking. We anticipate and facilitate industry shifts and help you stay ahead of regulatory issues on existing and emerging issues. Our risk management assessments and compliance evaluations help assess and mitigate compliance and regulatory risks. Clients also count on us to interpret and advise on developments in law and advocate on their behalf on policy development.
Investment Management Segments
Insights & Events
Latest
Speaking Engagement Recap
March 09, 2026
Public Company Perspectives: Considerations for IPOs and Small Caps
SEC’s 45th Annual Small Business Forum
1 min read
Updates
March 2026
SEC’s Division of Investment Management Publishes Four FAQs Related to the Adoption of Rule 12d1-4 for Fund of Funds Arrangements
FAQs State That the Purpose of a Fund of Funds Agreement Is to Empower Funds to Negotiate and Tailor Appropriate Terms to Protect Their Interest
4 min read
Speaking Engagement Recap
March 06, 2026
Strengthening Board Oversight of Sub-Advisors
2026 MFDF Fund Governance and Regulatory Insights Conference
1 min read
Updates
March 2026
Fifth Circuit Decision Undermines IRS Position on Self-Employment Tax
Sirius Solutions L.L.L.P. v. Commissioner
3 min read
March 03, 2026
2026 AIF Institute Private Wealth Investing Symposium
1 min read
Podcast
February 2026
Bridging Agriculture and Energy: Leadership, Coalition-Building, and the Future of Sustainability
Deanna’s Dialogues: Navigating Carbon Sustainability
2 min read
Updates
February 2026
The SEC Proposes Amendments to N-PORT Filings, Including Removing Names Rule Reporting, and Issues New FAQs for Names Rule
6 min read
News
February 2026
Faegre Drinker Advises The RBB Fund in Groundbreaking Dual Share Class Structure
1 min read
News
February 2026
Faegre Drinker Practices and Attorneys Ranked Among Leaders in Chambers Global Guide 2026
2 min read
Podcast
January 2026
SEC Marketing Rule Risk Alert and FAQs—Oh My!
The Securities Compliance Podcast | Compliance in Context
1 min read
Insights
Updates
March 2026
SEC’s Division of Investment Management Publishes Four FAQs Related to the Adoption of Rule 12d1-4 for Fund of Funds Arrangements
FAQs State That the Purpose of a Fund of Funds Agreement Is to Empower Funds to Negotiate and Tailor Appropriate Terms to Protect Their Interest
4 min read
Updates
March 2026
Fifth Circuit Decision Undermines IRS Position on Self-Employment Tax
Sirius Solutions L.L.L.P. v. Commissioner
3 min read
Podcast
February 2026
Bridging Agriculture and Energy: Leadership, Coalition-Building, and the Future of Sustainability
Deanna’s Dialogues: Navigating Carbon Sustainability
2 min read
Updates
February 2026
The SEC Proposes Amendments to N-PORT Filings, Including Removing Names Rule Reporting, and Issues New FAQs for Names Rule
6 min read
Podcast
January 2026
SEC Marketing Rule Risk Alert and FAQs—Oh My!
The Securities Compliance Podcast | Compliance in Context
1 min read
Podcast
January 2026
Transforming Agriculture and Environmental Markets with Innovation in Green Ammonia and Fertilizer
Deanna’s Dialogues: Navigating Carbon Sustainability
2 min read
Media Mentions
December 2025
Brad Campbell Discusses New Rule on 401(k) Withdrawals With CNBC
1 min read
Podcast
December 2025
Transforming Waste Into Climate Assets and Solutions
Deanna’s Dialogues: Navigating Carbon Sustainability
2 min read
Media Mentions
December 2025
Brad Campbell Comments on New Executive Order Curbing Influence of Proxy Advisers for PlanAdviser
1 min read
Podcast
December 2025
Securing Sustainability: Digitizing Trust and Impact in Carbon Markets
Deanna’s Dialogues: Navigating Carbon Sustainability
2 min read
Events
Past Events
Speaking Engagement Recap
March 09, 2026
Public Company Perspectives: Considerations for IPOs and Small Caps
SEC’s 45th Annual Small Business Forum
1 min read
Speaking Engagement Recap
March 06, 2026
Strengthening Board Oversight of Sub-Advisors
2026 MFDF Fund Governance and Regulatory Insights Conference
1 min read
Speaking Engagement Recap
March 05, 2026
Building Trust in the Boardroom
2026 MFDF Fund Governance and Regulatory Insights Conference
1 min read
March 03, 2026
2026 AIF Institute Private Wealth Investing Symposium
1 min read
Speaking Engagement Recap
February 26, 2026
EU/UK Regulatory Developments - Webinar
IAA International Committee Meeting
1 min read
News
News
February 2026
Faegre Drinker Advises The RBB Fund in Groundbreaking Dual Share Class Structure
1 min read
News
February 2026
Faegre Drinker Practices and Attorneys Ranked Among Leaders in Chambers Global Guide 2026
2 min read
News
February 2026
Faegre Drinker Advises SunOpta, Inc. In Sale Transaction
2 min read
News
January 2026
Faegre Drinker Advises Real Housewife & Fashion Icon Rachel Zoe on Major Gordon Brothers Partnership
2 min read
Press Release
December 2025
Faegre Drinker Announces 2026 Partner Class and Counsel Promotions
2 min read
News
December 2025
Faegre Drinker Advises Underwriters in Park Dental Partners Initial Public Offering
1 min read
News
October 2025
Faegre Drinker Recognized in Chambers UK 2026 Edition
1 min read
Press Release
October 2025
Former Aberdeen Inc. Chief Risk Officer Joseph Andolina Returns to Faegre Drinker as Partner in Philadelphia
2 min read
News
June 2025
The Legal 500 United States 2025 Guide Recognizes Faegre Drinker Practices
2 min read
Press Release
April 2025
Faegre Drinker Adds Leading Corporate and M&A Partner Michael Baxter in Philadelphia
2 min read
