Investment Management

Overview

As investment management clients grow and operate their businesses, they look to us to solve complex regulatory and structural challenges — with an eye to mitigating operational and regulatory risk. We advise national and multinational registered and private funds and their sponsors, investment advisers, broker-dealers, and other institutional market participants on business formation and growth. We draw on deep in-house and industry experience to understand your business — and business objectives — and develop bespoke solutions that are practical and forward-thinking. We anticipate and facilitate industry shifts and help you stay ahead of regulatory issues on existing and emerging issues. Our risk management assessments and compliance evaluations help assess and mitigate compliance and regulatory risks. Clients also count on us to interpret and advise on developments in law and advocate on their behalf on policy development.

Investment Management

Overview

Investment Management Segments

Insights & Events

Latest

Impact of SpaceX's Initial Public Offering on Regulated Investment Companies Holding SpaceX Stock

The Legal 500 United States 2026 Guide Recognizes Faegre Drinker Practices and Attorneys

Supreme Court Closes the Door on Private Suits under Section 47(b) of the Investment Company Act of 1940

Supreme Court Decides FS Credit Opportunities Corp. v. Saba Capital Master Fund, Ltd.

SEC Increases Investment Advisers' "Qualified Client" Dollar Thresholds

New Nasdaq 23/5 Rule and Its Potential Impact on Confidentially Marketed Public Offerings

SEC Proposes Amendments Governing Registered Offerings Related to Form N-2 and Preemption of State Securities Law Registration

ISDA Virtual Conference: Variable Share Forwards

Registered Funds and Other Retail Focused Vehicles – Current Tax Trends

Faegre Drinker Serves as Counsel for Financial Advisor to Capstone Green Energy Holdings in $112.5 Million Investment

Insights

Impact of SpaceX's Initial Public Offering on Regulated Investment Companies Holding SpaceX Stock

Supreme Court Closes the Door on Private Suits under Section 47(b) of the Investment Company Act of 1940

Supreme Court Decides FS Credit Opportunities Corp. v. Saba Capital Master Fund, Ltd.

SEC Increases Investment Advisers' "Qualified Client" Dollar Thresholds

New Nasdaq 23/5 Rule and Its Potential Impact on Confidentially Marketed Public Offerings

SEC Proposes Amendments Governing Registered Offerings Related to Form N-2 and Preemption of State Securities Law Registration

SEC Proposes Dramatic Changes to Public Company Reporting Framework

SEC Proposes Significant Changes to the Public Offering Process for Small-Cap Issuers

MSO-PC Structures in the Crosshairs: California AG Takes Aim at Continuity Agreements

Brad Campbell and Joshua Waldbeser Discuss DOL’s 401(k) Alternative Assets Plan in ThinkAdvisor

Events

Past Events

ISDA Virtual Conference: Variable Share Forwards

Registered Funds and Other Retail Focused Vehicles – Current Tax Trends

Renovating the FX Market

Performance Under Pressure: Mitigating Investment Performance Risk in a Regulated Environment

Compliance in the Semi-Liquid Space: Interval and Tender Offer Funds Under the Microscope

News

The Legal 500 United States 2026 Guide Recognizes Faegre Drinker Practices and Attorneys

Faegre Drinker Serves as Counsel for Financial Advisor to Capstone Green Energy Holdings in $112.5 Million Investment

SIFMA C&L Society Honors Sandra Grannum With 2026 Inclusion & Engagement Award

Faegre Drinker Advises The RBB Fund in Groundbreaking Dual Share Class Structure

Faegre Drinker Practices and Attorneys Ranked Among Leaders in Chambers Global Guide 2026

Faegre Drinker Advises SunOpta, Inc. In Sale Transaction

Faegre Drinker Advises Real Housewife & Fashion Icon Rachel Zoe on Major Gordon Brothers Partnership

Faegre Drinker Announces 2026 Partner Class and Counsel Promotions

Faegre Drinker Advises Underwriters in Park Dental Partners Initial Public Offering

Faegre Drinker Recognized in Chambers UK 2026 Edition

Related Sectors

Experience

Our Experience

Bow River Capital Evergreen Fund Offers First-of-its-Kind Hybrid Structure

Thornburg Income Builder Opportunities Trust Raises $667M in IPO

EQ Health Acquisition Corp. Sponsor Investment

RiverNorth/DoubleLine Offering of Preferred Stock Nets $52+ Million

Meet The Team

Meet The Full Investment Management Team

David L. Williams

Joseph B. Andolina

Rupert HW Barnes

Liz J. Baxter

Michael N. Baxter

Richard H. Bennett

Jeffrey R. Blumberg

J. Louise Bonner

Jillian L. Bosmann

Bob Bullington

Charles D. Bybee

Bradford P. Campbell

Summer Conley

Kiara I. Covarrubias

Joshua B. Deringer

Royal Farley

Sean M. FitzGerald

James F. Fitzsimmons

Steven Francis

Ilene K. Froom

Sandra Dawn Grannum

Kellilyn Greco

Nicholas J. Gronczewski

Stephen D. D. Hamilton

Jessica Himes

Jeremy M. Kollitz, CFA

Stacie L. Lamb