Shaina L. Maldonado

Investment Management Compliance

Shaina advises registered investment companies and business development companies on a broad range of regulatory and compliance matters under the 1940 Act, 1933 Act and 1934 Act. She supports clients with SEC filings including registration statements, shareholder reports, proxy statements and exemptive applications, and plays a key role in launching new regulated funds, handling both structural and operational aspects.

Prior Experience

Before joining Faegre Drinker, Shaina worked at other Am Law 100 firms, where she provided regulatory counsel to mutual fund complexes and supported board compliance functions, including Rule 38a-1 oversight and advisory agreement approvals. 

Shaina also brings experience in education and mentorship, having served as a teaching assistant for both the TRIALS Program and undergraduate business statistics courses.