Business and Securities Litigation
Clients turn to Sandy for complex securities litigation, including shareholder clawback, takeover and business judgment rule litigations. She represents broker-dealers, investment advisers, insurance companies and hedge funds in arbitrations, administrative law proceedings and mediation and defends and prosecutes cases in federal and state courts at the trial and appellate levels.
Sandy also has a robust commercial litigation and single-plaintiff employment claims practice and frequently investigates employee complaints of discrimination, harassment and retaliation as well as whistleblower complaints. She frequently represents corporate clients in federal courts across the country and before the Equal Employment Opportunity Commission (EEOC) as well as before state divisions and commissions of human rights.
In an ever-changing regulatory environment, Sandy guides clients through compliance, policies and procedures and is a leader of the firm’s regulation best interest compliance team, a multipractice group that assists financial services firms in complying with the Securities and Exchange Commission’s (SEC) sweeping rule. She represents clients in reviews, interviews and investigations by the SEC, the Department of Justice, state securities and insurance regulators, and self-regulatory bodies and also represents them in any resulting disciplinary hearings, trials and appeals.