Faegre Drinker Biddle & Reath LLP, a Delaware limited liability partnership | This website contains attorney advertising.

Financial Services

Overview

As a stakeholder in the financial services sector, you navigate a competitive and ever-changing regulatory and economic environment. Our cross-functional team serves the financial services sector by providing transactional, regulatory, litigation, advocacy, and consulting services. We deliver cutting-edge counsel along with practical advice to help you anticipate and manage changes, driving your business forward. We represent many of the world’s leading financial institutions, insurance companies, securities firms, investment funds, asset managers, and other finance companies, and our international presence allows us to provide seamless service in financial centers around the globe. 

We bring an insider’s perspective to the financial services sector. Our attorneys have served as SEC officials, state and federal regulators, and state and federal prosecutors. Our D.C.-based consultants maintain strong relationships with key federal officials in Congress and at the Federal Reserve, US Treasury, Federal Deposit Insurance Corporation (FDIC), Department of Labor (DOL), National Association of Insurance Commissioners (NAIC), Consumer Financial Protection Board (CFPB), and other agencies and governing bodies. 

Our institutional knowledge enables us to anticipate challenges and tackle them head-on so you can focus on your day-to-day needs. With more than 100 years of experience supporting the financial services sector, we partner and collaborate with you, evolving alongside the sector to advance your goals and address your most pressing challenges.

Insights & Events

Insights
Media Mentions July 2026

Jim Millar Discusses Judicial Mediation in Latest Creditor Rights Coalition Contributor Feature

1 min read
Published Articles July 2026

State AGs Are Not Waiting for New Regulations to Exercise Authority Over AI Use

Thomson Reuters
1 min read
Media Mentions July 2026

Steven Francis Shares Insights on UK Anti-Fraud Reforms with Law360

1 min read
Media Mentions July 2026

Richard Tall Discusses Investor Interest in AI Defense Systems in MergeMarket

1 min read
Updates July 2026

US Treasury Releases Life Insurance Reportable Policy Sale Final Regulations

Some key changes from the proposed regulations
4 min read
Updates July 2026

The Intel Report: Quarterly National Security Briefing — 2026 Q2

Key Regulatory Developments and Enforcement Actions Affect National Security Priorities, Risks, and Opportunities across Sectors
24 min read
Updates July 2026

Transition Guidelines for New Qualified Opportunity Zones

An IRS notice provides clarity for investment and compliance after the expiration of existing qualified opportunity zone designations.
6 min read
Media Mentions July 2026

Ryan Miske Discusses Global M&A and Private Equity Trends With Law360 for Midyear Report

2 min read
Updates June 2026

Supreme Court Allows Circuit Split to Persist, Leaving Intact Avoided-Cost Damages Theory under Defend Trade Secrets Act

SCOTUS denies certiorari in challenge to a $168 million trade secret judgment.
3 min read
Media Mentions June 2026

Rick Pearl Speaks With Law360 About ERISA Cases to Watch in the Second Half of 2026

1 min read

Meet The Team

Meet The Full Financial Services Team