Financial Services

Overview

As a stakeholder in the financial services sector, you navigate a competitive and ever-changing regulatory and economic environment. Our cross-functional team serves the financial services sector by providing transactional, regulatory, litigation, advocacy, and consulting services. We deliver cutting-edge counsel along with practical advice to help you anticipate and manage changes, driving your business forward. We represent many of the world’s leading financial institutions, insurance companies, securities firms, investment funds, asset managers, and other finance companies, and our international presence allows us to provide seamless service in financial centers around the globe.

We bring an insider’s perspective to the financial services sector. Our attorneys have served as SEC officials, state and federal regulators, and state and federal prosecutors. Our D.C.-based consultants maintain strong relationships with key federal officials in Congress and at the Federal Reserve, US Treasury, Federal Deposit Insurance Corporation (FDIC), Department of Labor (DOL), National Association of Insurance Commissioners (NAIC), Consumer Financial Protection Board (CFPB), and other agencies and governing bodies.

Our institutional knowledge enables us to anticipate challenges and tackle them head-on so you can focus on your day-to-day needs. With more than 100 years of experience supporting the financial services sector, we partner and collaborate with you, evolving alongside the sector to advance your goals and address your most pressing challenges.

Financial Services

Overview

Financial Services Segments

Insights & Events

Latest

International Insurance Tax Update: Pillar Two and Beyond - Webinar

SEC Proposes Amendments Governing Registered Offerings Related to Form N-2 and Preemption of State Securities Law Registration

SEC Proposes Significant Changes to the Public Offering Process for Small-Cap Issuers

ISDA Virtual Conference: Variable Share Forwards

Emerging Issues in Life Insurance, Long-Term Care Insurance, and Disability Insurance

Doug Raymond Discusses Legal Risks of Using AI Note Takers in The New York Times

Scott Kosnoff Discusses NAIC’s AI Governance Pilot Program With Law Week Colorado

Faegre Drinker Represents Teva Pharmaceutical in its Agreement to Acquire Emalex Biosciences

OpenAI Trial, Colorado Litigation, and Other AI Developments

Faegre Drinker Serves as Counsel for Financial Advisor to Capstone Green Energy Holdings in $112.5 Million Investment

Insights

SEC Proposes Amendments Governing Registered Offerings Related to Form N-2 and Preemption of State Securities Law Registration

SEC Proposes Significant Changes to the Public Offering Process for Small-Cap Issuers

Doug Raymond Discusses Legal Risks of Using AI Note Takers in The New York Times

Scott Kosnoff Discusses NAIC’s AI Governance Pilot Program With Law Week Colorado

OpenAI Trial, Colorado Litigation, and Other AI Developments

Brad Campbell and Joshua Waldbeser Discuss DOL’s 401(k) Alternative Assets Plan in ThinkAdvisor

Brad Campbell Offers Insight on FACC’s Decision to Drop DOL Fiduciary Lawsuit

Brad Campbell Discusses Push to Extend 401(k) Rule Comment Deadline With Ignites

The Triumph of Private Ordering Since Manti Holdings

Federal Court Approves Flexible Damages Approach in $70 Million Trade-Secret Verdict

Events

Upcoming Events

International Insurance Tax Update: Pillar Two and Beyond - Webinar

Past Events

ISDA Virtual Conference: Variable Share Forwards

Emerging Issues in Life Insurance, Long-Term Care Insurance, and Disability Insurance

Registered Funds and Other Retail Focused Vehicles – Current Tax Trends

Life Insurance Litigation Trends

Qualified Charitable Distributions: Rules, Opportunities, and Tax Traps for 2026 and Beyond

News

Faegre Drinker Represents Teva Pharmaceutical in its Agreement to Acquire Emalex Biosciences

Faegre Drinker Serves as Counsel for Financial Advisor to Capstone Green Energy Holdings in $112.5 Million Investment

Faegre Drinker Welcomes Finance Partner Eleni Zodiates to London, Further Strengthening Its UK Finance & Restructuring Team

SIFMA C&L Society Honors Sandra Grannum With 2026 Inclusion & Engagement Award

Jessica Natali Honored With Temple Law’s 2026 Women’s Law Caucus Leadership Award

Faegre Drinker Advises The RBB Fund in Groundbreaking Dual Share Class Structure

Faegre Drinker Practices and Attorneys Ranked Among Leaders in Chambers Global Guide 2026

Faegre Drinker Advises SunOpta, Inc. In Sale Transaction

Helen Tuttle Named a 2026 NJBIZ Leaders in Law Honoree

Faegre Drinker Advises Real Housewife & Fashion Icon Rachel Zoe on Major Gordon Brothers Partnership

Related Legal Services

Experience

Our Experience

Teva Pharmaceutical Completes Agreement to Acquire Emalex Biosciences

Wells Fargo Capital Markets Activities

Voya Financial, Inc. Issues $400M in Senior Notes

Surmodics Inc. Agrees to $627M Acquisition by GTCR

Roth Capital Partners is Placement Agent in $4.5M Offering and $16M Private Placement

Karat Packaging Stockholders Complete $20M Underwritten Secondary Offering

Meet The Team

Meet The Full Financial Services Team

Michael P. Pompeo

Michael B. Abbott

Jessica C. Abrahams

Alison M. Agnew

Daniel H. Aiken

Jessica L. Albrecht

Stephanie Albrecht

Andrew Anderson

Josh Anderson

Lynne Anne Anderson

Joseph B. Andolina

Joshua L. Andrews

Laura E. Appleby

Felipe Morais Assunção

Eric F. Au

Dina B. Awshah

Heather B. Bader

Harrison H. Baker

Brian M. Balduzzi

Libby Baney Burstein

Jamis K. Barcott

Hannah J. Barlow

Rupert HW Barnes