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Financial Services
Overview
As a stakeholder in the financial services sector, you navigate a competitive and ever-changing regulatory and economic environment. Our cross-functional team serves the financial services sector by providing transactional, regulatory, litigation, advocacy, and consulting services. We deliver cutting-edge counsel along with practical advice to help you anticipate and manage changes, driving your business forward. We represent many of the world’s leading financial institutions, insurance companies, securities firms, investment funds, asset managers, and other finance companies, and our international presence allows us to provide seamless service in financial centers around the globe.
We bring an insider’s perspective to the financial services sector. Our attorneys have served as SEC officials, state and federal regulators, and state and federal prosecutors. Our D.C.-based consultants maintain strong relationships with key federal officials in Congress and at the Federal Reserve, U.S. Treasury, Federal Deposit Insurance Corporation (FDIC), Department of Labor (DOL), National Association of Insurance Commissioners (NAIC), Consumer Financial Protection Board (CFPB), and other agencies and governing bodies.
Our institutional knowledge enables us to anticipate challenges and tackle them head-on so you can focus on your day-to-day needs. With more than 100 years of experience supporting the financial services sector, we partner and collaborate with you, evolving alongside the sector to advance your goals and address your most pressing challenges.
Financial Services Sectors
Insights & Events
Latest
England & Wales Litigation Brief — 2025 in Review
US and International Developments in Artificial Intelligence
Faegre Drinker Advises Real Housewife & Fashion Icon Rachel Zoe on Major Gordon Brothers Partnership
SEC Marketing Rule Risk Alert and FAQs—Oh My!
Alexi Rouhani Joins Faegre Drinker’s Minneapolis Real Estate Group
Opportunity Zone 2.1: Will the newly amended statute make the program more beneficial to redevelopment?
Opt-In or Opt-Out? Raising the Bar for Class Action Certification
Heather Bader Discusses Increased Need for Fiduciary Education on ERISA With PlanAdviser
Federal Business Tax Update
Inside the Beltway - Webinar
Insights
England & Wales Litigation Brief — 2025 in Review
US and International Developments in Artificial Intelligence
SEC Marketing Rule Risk Alert and FAQs—Oh My!
Opt-In or Opt-Out? Raising the Bar for Class Action Certification
Heather Bader Discusses Increased Need for Fiduciary Education on ERISA With PlanAdviser
Department of Homeland Security’s Weighted Selection Process for H-1B Cap-Subject Petitions
State & Local Employment Law Developments: Q1 2026 (and Beyond)
Five Things to Know Now About New York’s Mandatory Greenhouse Gas Emissions Reporting Program
Brad Campbell Discusses New Rule on 401(k) Withdrawals With CNBC
Brad Campbell Comments on New Executive Order Curbing Influence of Proxy Advisers for PlanAdviser
Events
Past Events
Opportunity Zone 2.1: Will the newly amended statute make the program more beneficial to redevelopment?
Federal Business Tax Update
Spotlight on Digital Asset Finance
Inside the Beltway - Webinar
FX Reboot: Modernizing the 1998 Definitions
News
Faegre Drinker Advises Real Housewife & Fashion Icon Rachel Zoe on Major Gordon Brothers Partnership
Alexi Rouhani Joins Faegre Drinker’s Minneapolis Real Estate Group
Faegre Drinker Announces 2026 Leadership Transitions
Faegre Drinker Attorneys Recognized in 2025 Lexology Index Reports
Faegre Drinker Advises Underwriters in Park Dental Partners Initial Public Offering
Faegre Drinker Launches Cross-Service National Security Team
Faegre Drinker Recognized in Chambers UK 2026 Edition
Minnesota Lawyer Names Faegre Drinker Partners to 2025 "Business Litigation Power List"
Faegre Drinker, Paige Izquierdo Shortlisted for ALM’s “Leadership, Influence and Inclusivity in Law” Awards
Former Aberdeen Inc. Chief Risk Officer Joseph Andolina Returns to Faegre Drinker as Partner in Philadelphia
Related Legal Services
Experience
Our Experience
Voya Financial, Inc. Issues $400M in Senior Notes
Surmodics Inc. Agrees to $627M Acquisition by GTCR
Wells Fargo Capital Markets Activities
Roth Capital Partners is Placement Agent in $4.5M Offering and $16M Private Placement
Karat Packaging Stockholders Complete $20M Underwritten Secondary Offering
Argentem Creek Partners Obtains Complete Dismissal of $500 Million Lawsuit
Meet The Team
Meet The Team
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Felipe Morais Assunção
Foreign Legal Fellow -
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Tricia A. Beckmann
Principal - Faegre Drinker Consulting -
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Mark M. Brown
Senior Benefits & Executive Compensation Attorney -
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Megan M. Farooqui
Senior Business Litigation Attorney -
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Andrew C. Kassner
Partner and Chair Emeritus -
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Eli Levy
Associate (US) / Foreign Registered Lawyer (UK) -
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Judith E. Reich
Executive Partner -
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Lawrence J. Stern
Director of Insurance & Financial Services - Faegre Drinker Consulting -
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Christine Ann Werner
Senior Insurance Attorney -
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