Registered Investment Companies
David counsels registered investment companies, their boards and registered investment advisers on SEC registration, operations and regulatory obligations. David advises multi-series and multi-class mutual funds and their boards, including money market funds, exchange-traded funds and multi-manager funds.
David has significant experience advising clients on the registration process for, and ongoing regulatory obligations of, continuously offered closed-end funds, including interval funds and tender offer funds.
Environmental and Socially Responsible Funds
David has recognized experience in the formation of socially responsible, ESG and impact funds, and in advising fund managers and sponsors regarding their unique considerations. He advises global money managers on funds, concentrating on investments in socially responsible entities, renewable energy companies and sustainable companies.
Diversity and Inclusion
David is involved in and committed to diversity and inclusion initiatives at the firm. He is a member of the firm’s Diversity and Inclusion Committee and has conducted firm-wide implicit bias trainings. David also is a member of the committee that established and maintains the Diverse 1L Internship Program at the firm, which has received national recognition.