Overview

As investment management clients grow and operate their businesses, they look to us to solve complex regulatory and structural challenges — with an eye to mitigating operational and regulatory risk. We advise national and multinational registered and private funds and their sponsors, investment advisers, broker-dealers and other institutional market participants on business formation and growth. We draw on deep in-house and industry experience to understand your business — and business objectives — and develop bespoke solutions that are practical and forward-thinking. We anticipate and facilitate industry shifts and help you stay ahead of regulatory issues on existing and emerging issues. Our risk management assessments and compliance evaluations help assess and mitigate compliance and regulatory risks. Clients also count on us to interpret and advise on developments in law and advocate on their behalf on policy development.

Insights & Events

Insights
Podcast May 2025

The Role of Entrepreneurs: Discussion of How Entrepreneurs Use Innovation, Technology and Guts to Blaze a Path Towards Sustainability

Deanna’s Dialogues: Navigating Carbon Sustainability
2 min read  
最新 May 2025

What the CFTC’s Recent Actions on Digital Assets and Environmental/Sustainable Commodities Signal to the Market

Lead or Be Left Behind
7 min read  
媒体报道 April 2025

Ilene Froom Discusses Market Volatility in Banking Industry With Risk.net

1 min read  
媒体报道 April 2025

Steven Francis and Jonathon Gunn Comment on Proposed Reform to UK Foreign Direct Investment Practices

2 min read  
媒体报道 April 2025

Fred Reish Cautions Against Rollovers on Retirement Savings in MarketWatch

1 min read  
媒体报道 April 2025

Dee Anne Sjögren Comments on SEC Crackdown of Wall Street E-Communications With Bloomberg Law

1 min read  
媒体报道 April 2025

Steven Francis Comments on Economic Crime and Corporate Transparency Act With FT Adviser

1 min read  
媒体报道 April 2025

Tiffany Reeves Comments on Diversity Efforts in Investment Industry With Impact Alpha and Responsible Investor

1 min read  
最新 April 2025

DOJ Releases New Key Guidance on Its Data Security Program (DSP)

Substantial Compliance Obligations Related to Certain Foreign Transactions Involving Sensitive Personal and Government Data
16 min read  
最新 April 2025

Federal Court Strikes Down CMS Nursing Home Staffing Mandate

What’s Next for Operators & Investors?
5 min read  

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