Investment Management

Overview

As investment management clients grow and operate their businesses, they look to us to solve complex regulatory and structural challenges — with an eye to mitigating operational and regulatory risk. We advise national and multinational registered and private funds and their sponsors, investment advisers, broker-dealers, and other institutional market participants on business formation and growth. We draw on deep in-house and industry experience to understand your business — and business objectives — and develop bespoke solutions that are practical and forward-thinking. We anticipate and facilitate industry shifts and help you stay ahead of regulatory issues on existing and emerging issues. Our risk management assessments and compliance evaluations help assess and mitigate compliance and regulatory risks. Clients also count on us to interpret and advise on developments in law and advocate on their behalf on policy development.

How we support Best Interest compliance

Delivering sustainable value: Learn about our ESG investing services team

Watch: Learn more about our investment management services

Investment Management Sectors

Insights & Events

Investment Management

Overview

Investment Management Sectors

Insights & Events

Latest

Mechanics and Tax Treatment of Private Fund Conversions to Registered Funds

Faegre Drinker Serves as Counsel for Financial Advisor to Capstone Green Energy Holdings in $112.5 Million Investment

Interest Rate Derivatives and Equity Derivatives

From Reactive to Prepared: Planning for Successful Examinations and Inquiries

SIFMA C&L Society Honors Sandra Grannum With 2026 Inclusion & Engagement Award

Directing Innovation and Accountability in Environmental Markets

Brad Campbell Discusses Federal Court Striking Down DOL Fiduciary Rule With Financial Advisoron

SEC’s Division of Investment Management Publishes Four FAQs Related to the Adoption of Rule 12d1-4 for Fund of Funds Arrangements

Fifth Circuit Decision Undermines IRS Position on Self-Employment Tax

Bridging Agriculture and Energy: Leadership, Coalition-Building, and the Future of Sustainability

Insights

Mechanics and Tax Treatment of Private Fund Conversions to Registered Funds

Directing Innovation and Accountability in Environmental Markets

Brad Campbell Discusses Federal Court Striking Down DOL Fiduciary Rule With Financial Advisoron

SEC’s Division of Investment Management Publishes Four FAQs Related to the Adoption of Rule 12d1-4 for Fund of Funds Arrangements

Fifth Circuit Decision Undermines IRS Position on Self-Employment Tax

Bridging Agriculture and Energy: Leadership, Coalition-Building, and the Future of Sustainability

The SEC Proposes Amendments to N-PORT Filings, Including Removing Names Rule Reporting, and Issues New FAQs for Names Rule

SEC Marketing Rule Risk Alert and FAQs—Oh My!

Transforming Agriculture and Environmental Markets with Innovation in Green Ammonia and Fertilizer

ExxonMobil’s Retail Voting Program: Case Study in Private Ordering

Events

Past Events

Interest Rate Derivatives and Equity Derivatives

From Reactive to Prepared: Planning for Successful Examinations and Inquiries

ISDA Masterclass: Derivatives Documentation

Key Legal and Regulatory Issues for Private Client Firms

Retail Alternative Investment Products: Gearing up for New Allocations

News

Faegre Drinker Serves as Counsel for Financial Advisor to Capstone Green Energy Holdings in $112.5 Million Investment

SIFMA C&L Society Honors Sandra Grannum With 2026 Inclusion & Engagement Award

Faegre Drinker Advises The RBB Fund in Groundbreaking Dual Share Class Structure

Faegre Drinker Practices and Attorneys Ranked Among Leaders in Chambers Global Guide 2026

Faegre Drinker Advises SunOpta, Inc. In Sale Transaction

Faegre Drinker Advises Real Housewife & Fashion Icon Rachel Zoe on Major Gordon Brothers Partnership

Faegre Drinker Announces 2026 Partner Class and Counsel Promotions

Faegre Drinker Advises Underwriters in Park Dental Partners Initial Public Offering

Faegre Drinker Recognized in Chambers UK 2026 Edition

Former Aberdeen Inc. Chief Risk Officer Joseph Andolina Returns to Faegre Drinker as Partner in Philadelphia

Related Sectors

Experience

Our Experience

Bow River Capital Evergreen Fund Offers First-of-its-Kind Hybrid Structure

Thornburg Income Builder Opportunities Trust Raises $667M in IPO

EQ Health Acquisition Corp. Sponsor Investment

RiverNorth/DoubleLine Offering of Preferred Stock Nets $52+ Million

Meet The Team

Meet The Team

David L. Williams

Joseph B. Andolina

Rupert HW Barnes

Liz J. Baxter

Michael N. Baxter

Richard H. Bennett

Jeffrey R. Blumberg

J. Louise Bonner

Jillian L. Bosmann

Bob Bullington

Charles D. Bybee

Summer Conley

Kiara I. Covarrubias

Joshua B. Deringer

Royal Farley

Sean M. FitzGerald

James F. Fitzsimmons

Steven Francis

Ilene K. Froom

Sandra Dawn Grannum

Kellilyn Greco

Nicholas J. Gronczewski

Stephen D. D. Hamilton

Jessica Himes

Jeremy M. Kollitz, CFA

Stacie L. Lamb

Marc A. Leaf