Overview

As investment management clients grow and operate their businesses, they look to us to solve complex regulatory and structural challenges — with an eye to mitigating operational and regulatory risk. We advise national and multinational registered and private funds and their sponsors, investment advisers, broker-dealers and other institutional market participants on business formation and growth. We draw on deep in-house and industry experience to understand your business — and business objectives — and develop bespoke solutions that are practical and forward-thinking. We anticipate and facilitate industry shifts and help you stay ahead of regulatory issues on existing and emerging issues. Our risk management assessments and compliance evaluations help assess and mitigate compliance and regulatory risks. Clients also count on us to interpret and advise on developments in law and advocate on their behalf on policy development.

Insights & Events

Latest

News June 2025

The Legal 500 United States 2025 Guide Recognizes Faegre Drinker Practices

2 min read  
最新 June 2025

SEC Policy Change for Closed-End Funds Will Enhance Individual Access to Private Markets Investments

Including for 401(k) and IRA Investors
7 min read  
媒体报道 June 2025

Steven Francis Comments on SFO’s Growing Software Issues With Financial News

2 min read  
最新 June 2025

Tax Court Clarifies Functional Analysis for Limited Partners and Self-Employment Tax

Soroban Capital Partners LP v. Commissioner
5 min read  
Speaking Engagement Recap May 28, 2025

2025: the Year of Private Credit Investment Opportunities and Potential Pitfalls

Institutional Limited Partners Association Webcast
1 min read  
Podcast May 2025

The Role of Entrepreneurs: Discussion of How Entrepreneurs Use Innovation, Technology and Guts to Blaze a Path Towards Sustainability

Deanna’s Dialogues: Navigating Carbon Sustainability
2 min read  
媒体报道 May 2025

Steven Francis Comments on FCA's Decision to Abandon CPD Standards With Insurance Post

1 min read  
Speaking Engagement Recap May 14, 2025

Trading Practices, Portfolio Compliance and Related Enforcement Cases

Investment Adviser Certified Compliance Professional (IACCP) Program Symposium
1 min read  
最新 May 2025

What the CFTC’s Recent Actions on Digital Assets and Environmental/Sustainable Commodities Signal to the Market

Lead or Be Left Behind
7 min read  
Press Release April 2025

Faegre Drinker Adds Leading Corporate and M&A Partner Michael Baxter in Philadelphia

2 min read  
Insights

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