Global and domestic investment advisers look to us for advice on complex regulatory, structural and transactional challenges as they grow and operate their businesses. Our team includes former in-house attorneys who are steeped in adviser formation, compliance and business issues. To help you manage risk, we develop customized compliance policies and procedures for trading, data privacy and security, and other compliance liabilities. Clients also count on us to interpret and advise on compliance with new laws. We advocate on your behalf regarding policy development and represent your interests during Securities and Exchange Commission (SEC) inspections and examinations.

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