March 24, 2026

From Reactive to Prepared: Planning for Successful Examinations and Inquiries

SIFMA C&L Annual Seminar

Overview

At Securities Industry and Financial Markets Association’s C&L Annual Seminar, business litigation partner David Porteous joined a panel to discuss how compliance and legal professionals can plan for successful examinations and inquiries in the financial services industry. The panelists discussed the regulatory landscape, effective response strategies, data governance, risk management, and more.

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