Overview

Alternative investment managers rely on Andrew Raby for strategic advice on the formation, structuring and operation of private investment funds and their management companies. His clients include sponsors of hedge funds, private equity funds, real estate funds, commodity pools, funds of funds, and various related vehicles and managed account structures. Andrew’s advice often focuses on the structural, regulatory and compliance issues related to operating private investment funds.

Andrew also counsels institutional investors such as pension plans, endowments, foundations and others on their alternative investments.

Investment Manager Counsel

In addition to advising on the formation and structure of alternative investment vehicles, Andrew counsels clients on fund terms and provisions, managed account platforms, co-investments, offering documents and marketing materials, investment advisory agreements, and regulatory and compliance issues.

Regulation and Compliance

Andrew counsels investment advisers and related entities on compliance with federal regulations and requirements including:

  • Investment Advisers Act
  • Investment Company Act
  • Commodity Exchange Act
  • Dodd-Frank Act
  • Regulation D
  • Securities and Exchange Commission (SEC)
  • Commodity Futures Trading Commission (CFTC) and CFTC registration

Credentials

Bar Admissions

Illinois

Education

Washington University School of Law
J.D. (2007)

College of the Holy Cross
(2002)

Insights & Events

Leadership & Community

Civic Activities

  • Hedge Funds Care — Midwest Committee of Hearts, 2013-present
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