Andrew also counsels institutional investors such as pension plans, endowments, foundations and others on their alternative investments.
Investment Manager Counsel
In addition to advising on the formation and structure of alternative investment vehicles, Andrew counsels clients on fund terms and provisions, managed account platforms, co-investments, offering documents and marketing materials, investment advisory agreements, and regulatory and compliance issues.
Regulation and Compliance
Andrew counsels investment advisers and related entities on compliance with federal regulations and requirements including:
- Investment Advisers Act
- Investment Company Act
- Commodity Exchange Act
- Dodd-Frank Act
- Regulation D
- Securities and Exchange Commission (SEC)
- Commodity Futures Trading Commission (CFTC) and CFTC registration