Investment Banking

Overview

Our job is to ensure that you receive the legal guidance you need to maximize your return and to provide excellent service to your clients. Whether it’s initial public offerings (IPOs), follow-on or secondary offerings, 144A or registered debt offerings, private investments in public equity (PIPEs), private placements, or fairness opinions — we support you through M&A and strategic alternatives engagements, we partner with your bankers to create innovative deal structures, and we deliver compelling and efficient service, allowing you to strengthen your client relationships. We also regularly assist investment banks with their own capital raising and M&A activities, as well as Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) compliance and investigations, litigation, corporate governance, and reporting. Faegre Drinker’s investment banking attorneys have the knowledge and experience to provide you with strategic, innovative counsel for all areas of your business and the clients you serve.

Insights & Events

Insights
最新 August 2026

CFTC Proposes to Reinstate CPO Registration Exemption for SEC-Registered Investment Advisers and Increase Small Pool Exemption Threshold

Comments are due 45 days after Federal Register publication
6 min read
媒体报道 July 2026

Steven Francis Shares Insights on UK Anti-Fraud Reforms with Law360

1 min read
媒体报道 July 2026

Richard Tall Discusses Investor Interest in AI Defense Systems in MergeMarket

1 min read
最新 March 2026

SEC Provides Guidance for “Baby Shelf” Limited ATM Issuers

New Corporate Finance Interpretation of Securities Act Form S-3 — Question 116.26
4 min read
最新 March 2026

The “Baby Shelf” Requirements: A Compliance Guide for Issuers

Updated Edition (March 2026)
14 min read
媒体报道 March 2025

Steven Francis Comments on Financial Conduct Authority Abandoning Name and Shame Proposal for Regulated Firms

1 min read
March 2025

Steven Francis Comments on Financial Conduct Authority Abandoning ‘Name and Shame’ Proposal for Regulated Firms

1 min read
最新 March 2025

Trump Administration’s America First Investment Policy to Bring Changes to CFIUS and Outbound Investment Reviews

New Risks and Opportunities for Both Foreign and Domestic Investors
6 min read
最新 December 2024

Artificial Intelligence Briefing: Trump Names AI and Crypto Czar, and Other Regulatory, Legislative and Litigation Developments

10 min read
媒体报道 August 2024

Dan Prokott Comments on Minnesota Noncompete Ban for Legal Dive

1 min read

Meet The Team

Meet The Team