Jamie L. Helman

Associate

Overview

Jamie Helman represents broker-dealers, investment advisers, individual registered representatives and other financial industry clients in customer and employment arbitrations, litigation, and regulatory matters. Jamie arbitrates disputes before the Financial Industry Regulatory Authority (FINRA) and the American Arbitration Association (AAA). She provides counsel on regulatory and compliance issues such as the development of policies and procedures in response to the ever-changing regulatory environment. Jamie is a member of the firm’s best interest compliance cross-disciplinary team, which advises financial services clients and prepares them for the changing regulatory landscape. She contributes to firm’s Broker-Dealer Law Blog, which provides practical insights on litigation, regulatory, compliance and fiduciary issues impacting broker-dealers.

Previous Experience

Prior to joining private practice, Jamie worked as in-house counsel at Bear, Stearns & Co. Inc. in both the Litigation Department and Equities Regulatory Group. She assisted in numerous cases in federal and state courts and in arbitrations before FINRA. Jamie also investigated and responded to governmental and regulatory inquiries.

While in law school, Jamie was a legal intern for the Office of the Kings Country District Attorney and the New York Stock Exchange Division of Enforcement.

Personal Interests

Jamie is an avid New York sports fan.

Credentials

Bar Admissions

New Jersey
New York

Court Admissions

U.S. District Court for the Eastern District of New York
U.S. District Court for the Southern District of New York

Education

Brooklyn Law School
J.D. (2003)

Rutgers University
B.S. with honors (2000)

Leadership & Community

Professional Associations

  • Rockland County Women’s Bar Association

Honors

  • Rockland Economic Development Corporation – Forty Under 40, Rising Star Litigators in Rockland County, New York, 2014

Awards Methodology

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