April 01, 2014

Capturing Plan Rollovers

Fred Reish, Bruce Ashton, Joan Neri and Josh Waldbeser co-authored an article for Plan Consultant magazine discussing what advisors should do now in light of increased scrutiny by government and regulatory agencies on practices surrounding 401(k) rollovers to IRAs.   Specifically, the article discusses the current Department of Labor guidance, the impact of last year's Government Accountability Office report on IRA rollover practices and specific steps advisors should take now to manage their risk.  To view the full article, click here.

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