IAs Using AI

Investment management partner Jeff Blumberg led a panel titled “IA’s Using AI” at the Investment Advisor Association’s 2025 Compliance Workshop. 

Blumberg discussed how the evolving legal and regulatory challenges facing advisers’ use of artificial intelligence can impact a range of concerns, including marketing, portfolio management, and investment decision making. Blumberg also addressed best practices for AI use under compliance recordkeeping rules and areas managers can identify and mitigate conflicts.