Are Personal Advisers ERISA Fiduciaries?
Los Angeles partner Fred Reish and Florham Park counsel Joan Neri co-authored an article for PlanAdviser magazine titled “Are Personal Advisers ERISA Fiduciaries?” discussing the circumstances under which a personal adviser can be subject to ERISA. Specifically, the article examines the fiduciary responsibilities that apply if the adviser is a fiduciary under ERISA.
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