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June 1, 2017

401(k) Rollovers to IRAs

By Fred Reish and Joan M. Neri

Fred Reish and Joan Neri co-authored an article for PlanAdviser magazine discussing the impact of the DOL fiduciary rule delay on 401(k) plan rollovers.

Specifically, the article explains that rollover recommendations, considered fiduciary advice under the rule, require a prudent process and will, in most instances, require an exemption from the prohibited transaction rules.

Read “401(k) Rollovers to IRAs.”

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