401(k) Rollovers to IRAs
By Fred Reish and Joan M. Neri
Fred Reish and Joan Neri co-authored an article for PlanAdviser magazine discussing the impact of the DOL fiduciary rule delay on 401(k) plan rollovers.
Specifically, the article explains that rollover recommendations, considered fiduciary advice under the rule, require a prudent process and will, in most instances, require an exemption from the prohibited transaction rules.
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