June 1, 2016

Rollovers Under the Fiduciary Rule

By Fred Reish and Joan Neri

Fred Reish and Joan Neri co-authored an article for PLANADVISER magazine discussing the impact of the DOL fiduciary rule on distribution and rollover advice. The article explores the scope of the rule and the implications of providing fiduciary advice, including compliance with fiduciary standards and the application of the level fee best interest contract exemption to avoid a prohibited transaction.

Read the full article. (Subscription required)

Full Article
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