Rollovers Under the Fiduciary Rule
By Fred Reish and Joan Neri
Fred Reish and Joan Neri co-authored an article for PLANADVISER magazine discussing the impact of the DOL fiduciary rule on distribution and rollover advice. The article explores the scope of the rule and the implications of providing fiduciary advice, including compliance with fiduciary standards and the application of the level fee best interest contract exemption to avoid a prohibited transaction.
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