October 09, 2014

The Adviser's Duty of Loyalty

Fred Reish and Joan Neri co-authored an article for PLANADVISER magazine discussing the duty of loyalty of a fiduciary adviser under ERISA.  Specifically, the article explains that the legal duty of a fiduciary adviser runs directly to the participants and this duty overrides any duty the fiduciary adviser may have to the plan sponsor.

Read the article here. *Subscription is required.
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