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Updates
This article, which appeared in the May 2006 issue of MFA Reporter, was authored by Debra M. Patalkis, partner in the Securities and Corporate Governance Litigation Group and Joshua B. Deringer, associate in the Investment Management Group. The article discusses what many hedge fund managers, now registered as investment advisers, can expect from the SEC’s inspection process, which can be burdensome.
To view the full article, please click on the PDF link above.
The material contained in this communication is informational, general in nature and does not constitute legal advice. The material contained in this communication should not be relied upon or used without consulting a lawyer to consider your specific circumstances. This communication was published on the date specified and may not include any changes in the topics, laws, rules or regulations covered. Receipt of this communication does not establish an attorney-client relationship. In some jurisdictions, this communication may be considered attorney advertising.
