May 21, 2014

Board Oversight of Alternative Investment Strategies for Mutual Funds


Partners Josh Deringer, Mike Malloy and David Matteson presented, "Board Oversight of Alternative Investment Strategies for Mutual Funds," at the ICI 2014 General Membership Meeting: Serving Investors in an Evolving World in Washington, D.C. on May 21.

The presentation included a discussion of:

  • Common fund structures in the alternative investment strategy space
  • Asset segregation and valuation requirements unique to alternative investment strategies
  • SEC Harmonization with CFTC Disclosure Rules and the NFA Registration Process

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