Performance Under Pressure: Mitigating Investment Performance Risk in a Regulated Environment

Investment management partner Jeff Blumberg presented on a panel at the 2026 ACA Conference. The session, “Performance Under Pressure: Mitigating Investment Performance Risk in a Regulated Environment,” focused on how chief compliance officers can proactively identify, assess, and mitigate risks tied to performance reporting, advertising, and benchmarking. The panel covered key areas such as compliance with the Global Investment Performance Standards, hypothetical performance, model portfolios, and evolving SEC expectations under the Marketing Rule.