DOL Enforcement Insights and Rule Updates Impacting Retirement Plans: What Financial Service Providers Need to Know

ERISA Fiduciary Hot Topics in 2026 Webinar Series

Overview

The Department of Labor (DOL) is expected to issue a number of proposed rules in 2026 and financial service providers to retirement plans — including registered investment advisers, broker-dealers, and recordkeepers — will want to be prepared. Join Faegre Drinker attorneys Joan Neri, Brad Campbell, Josh Waldbeser and Kristina Salamoun for an engaging and informative session that dives into the following topics and how it could impact you:

New DOL enforcement initiatives
Proposed DOL rules, including the proposed investment regulations (currently pending at the Office of Management and Budget) and the proposed adequate compensation regulations impacting ESOPs
Trump Accounts
Pooled Employer Plans (PEPs)

Time

12:00-1:15 p.m. ET

Have a scheduling conflict? Register for the live event, and we’ll send you the on-demand recording shortly after the broadcast date. Please note, the on-demand recordings are not available for CLE credit.