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March 08, 2023

Hot Topics in DOJ and SEC Enforcement and Litigation 2023


Faegre Drinker Partner Daniel Pulliam will join a panel featuring members of government and the judiciary, corporate counsel, and other legal subject matter authorities in a discussion focused on key trends in Department of Justice (DOJ) and Securities and Exchange Commission (SEC) enforcement and litigation. Topics to be discussed include:

  • DOJ’s new corporate enforcement policy and how this is expected to impact self-disclosure, antitrust, remediation, cooperation and DOJ fraud.
  • Disclosing cybersecurity incidents, breaches and hacks.
  • New enforcement actions for non-disclosure of cyber incidents.
  • Compliance challenges involving disclosures, Form 10-k and quantitative requirements.
  • Internal accounting controls and accounting restatements.
  • Clawbacks and compensation arrangements.
  • SEC’s new amendments to Rule 10b 5-1 and insider trading.
  • SEC’s new insider trading disclosures.
  • Effect on 10b 5-1 plans of updated insider trading rules.


Barnes & Thornburg Conference Center
11 S. Meridian Street
Indianapolis, IN 46204

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