May 20, 2021

Reg BI Exams — Reasonably Available Alternatives and Record Keeping



As firms brace themselves for an uptick in Reg BI examinations and enforcement actions, go-to adviser and Faegre Drinker partner David Porteous is here to help industry professionals assess alternatives across their organization. David will join senior executives from Oyster Consulting and InvestorCOM to provide clear-cut guidelines for meeting Reg BI’s care obligation. The speakers will also delve into practical considerations for recordkeeping, including the implications of using spreadsheets and CRM systems in their documentation efforts.

Related Industries

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