September 20, 2016

Navigate Regulatory Pitfalls of Capital Raising

HFA Chicago Symposium

Overview

Chicago partner Andrew Raby participated in a panel at the Hedge Fund Association’s Chicago Symposium on September 20, 2016.

The panel, titled, “Navigate Regulatory Pitfalls of Capital Raising,” answered the following questions:

  • How can an effective marketing presentation become fodder for SEC scrutiny?
  • How can business development professionals work with CCOs as a well-oiled team?
  • Why is regulatory structure so much more important in the due diligence process these days?

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