We represent financial services companies that provide investments and services to retirement plans and IRAs. We understand the challenges that providers in this space face, and we deliver advice and strategies that are grounded in how governing laws and regulatory practices impact your business operations and bottom line. We help you anticipate and proactively manage compliance issues related to reporting and disclosure, prohibited transactions and fiduciary compliance. We represent bundled providers and independent recordkeepers, broker-dealers, registered investment advisory firms, investment managers, banks and trust companies, insurance companies, mutual fund and other investment entities, and third-party administrators. We provide individual counseling, send timely and informative client alerts, hold regular client briefings and design customized training sessions to keep you abreast of important developments in the law, and we understand how those changes impact your organization or business.

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