Broker-Dealer Defended in FINRA Actions and Arbitrations

A broker-dealer in multiple, related FINRA arbitrations and lawsuits filed by customers seeking delivery of share certificates subject to a global lock by the Depository Trust Company was successfully defended by Rachel Beck.

Related Legal Services

Related Industries

The Faegre Drinker Biddle & Reath LLP website uses cookies to make your browsing experience as useful as possible. In order to have the full site experience, keep cookies enabled on your web browser. By browsing our site with cookies enabled, you are agreeing to their use. Review Faegre Drinker Biddle & Reath LLP's cookies information for more details.