Public Companies/(SEC)

Overview

The public companies/SEC working group draws on decades of high-level government, industry and law firm experience to help clients keep up with — and get ahead of — rapidly changing guidance from SEC, NYSE and other financial regulators. We provide counsel and hands-on assistance with public company compliance and disclosures, regulatory filings by registered entities, and examination and enforcement inspections and investigations.

Insights

Insights

Updates June 2020

SEC Extends COVID-19 In-Person Meeting Relief for Registered Investment Companies

3 min read  
Updates June 2020

SEC Reaffirms and Expands Prior No-Action Relief for Registered Funds and Business Development Companies Participating in TALF 2020

5 min read  
Updates May 2020

SEC Provides Guidance on Investment Adviser Disclosures Related to Participation in the Paycheck Protection Program

7 min read  
Updates April 2020

Minnesota Governor Issues Emergency Order to Facilitate Virtual Shareholder Meetings for Public Companies During the COVID-19 Pandemic

3 min read  
Updates April 2020

SEC Provides Temporary Additional Flexibility to Registered Investment Companies to Borrow and Lend

20 min read  
Updates April 2020

SEC Reminds Investment Companies: Timely Investor Communications Are Still Important

2 min read  
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