June 01, 2014

DOL Proposed Regulation on 408(b)(2) 'Guide': Impact on Service Providers

Fred Reish, Bruce Ashton, Joan Neri, Bradford Campbell and Joshua Waldbeser co-authored an article in the June issue of Employee Benefit Plan Review discussing the DOL’s proposed regulation on the 408(b)(2) Guide.  The article discusses the impact of the proposed regulation on the four major categories of covered service providers: recordkeepers, broker-dealers, registered investment advisers and third party administrators.  

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