DOL Proposed Regulation on 408(b)(2) 'Guide': Impact on Service Providers
Fred Reish, Bruce Ashton, Joan Neri, Bradford Campbell and Joshua Waldbeser co-authored an article in the June issue of Employee Benefit Plan Review discussing the DOL’s proposed regulation on the 408(b)(2) Guide. The article discusses the impact of the proposed regulation on the four major categories of covered service providers: recordkeepers, broker-dealers, registered investment advisers and third party administrators.
The material contained in this communication is informational, general in nature and does not constitute legal advice. The material contained in this communication should not be relied upon or used without consulting a lawyer to consider your specific circumstances. This communication was published on the date specified and may not include any changes in the topics, laws, rules or regulations covered. Receipt of this communication does not establish an attorney-client relationship. In some jurisdictions, this communication may be considered attorney advertising.
Meet the Authors
