March 16, 2009

CFTC Mandates Electronic Filing of Disclosure Documents by CPOs and CTAs Starting April 6, 2009

The Commodity Futures Trading Commission (CFTC) has adopted amendments to
Regulations 4.26 and 4.36 concerning the electronic filing of Disclosure Documents by
commodity pool operators (CPOs) and commodity trading advisors (CTAs).  The amendments were made in response to a petition by the National Futures Association (NFA) to mandate the use of NFA’s new Internet-based Disclosure Document electronic filing system.  The amendments were adopted March 5, 2009, and are effective April 6, 2009.

Click on the PDF link above to view the full alert.

 

Services and Industries

The Faegre Drinker Biddle & Reath LLP website uses cookies to make your browsing experience as useful as possible. In order to have the full site experience, keep cookies enabled on your web browser. By browsing our site with cookies enabled, you are agreeing to their use. Review Faegre Drinker Biddle & Reath LLP's cookies information for more details.