March 16, 2009

CFTC Mandates Electronic Filing of Disclosure Documents by CPOs and CTAs Starting April 6, 2009

The Commodity Futures Trading Commission (CFTC) has adopted amendments to
Regulations 4.26 and 4.36 concerning the electronic filing of Disclosure Documents by
commodity pool operators (CPOs) and commodity trading advisors (CTAs).  The amendments were made in response to a petition by the National Futures Association (NFA) to mandate the use of NFA’s new Internet-based Disclosure Document electronic filing system.  The amendments were adopted March 5, 2009, and are effective April 6, 2009.

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