Faegre Drinker Biddle & Reath LLP, a Delaware limited liability partnership | This website contains attorney advertising.
October 31, 2023

Best Interest Principles: DOL Fiduciary Rule and SEC Guidance




Fred Reish will join a panel discussion focused on the latest regulatory expectations from the Securities and Exchange Commission (SEC) and the Department of Labor (DOL). Fred will discuss Reg BI and DOL’s best interest principles surrounding investment recommendations, regulatory guidance and recent enforcement cases, and best interest rollover and account recommendations.

The Faegre Drinker Biddle & Reath LLP website uses cookies to make your browsing experience as useful as possible. In order to have the full site experience, keep cookies enabled on your web browser. By browsing our site with cookies enabled, you are agreeing to their use. Review Faegre Drinker Biddle & Reath LLP's cookies information for more details.