NRS Spring 2022 Compliance Conference Facing the Future Embracing the Fundamentals

Faegre Drinker partner Jeffrey Blumberg will be speaking at the NRS Spring 2022 Compliance Conference during a panel presentation titled “Countdown to the New IA Marketing Rules” on the upcoming November 4, 2022 deadline to meet the requirements of revised rule 206(4)-1 for SEC-registered investment advisers. Jeffrey and the panel will discuss what the new rule means and what actions must be taken before November 4; and creating a timetable to meet the upcoming deadline.