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May 12, 2021

Compare and Contrast: SEC Best Interest vs. DOL Standard of Conduct

Presented by the International Society of Certified Employee Benefit Specialists



Benefits and executive compensation counsel Joan Neri will lend her mission-critical insights as part of an illuminating presentation for the International Society of Certified Employee Benefit Specialists (ISCEBS). ISCEBS guests will get a rigorous education in:

  • The practical effect of the Department of Labor’s (DOL) expanded definition of investment advice fiduciary.
  • Appropriate applications of the Labor Department’s prohibited transaction exemption for conflicted advice.
  • The particulars of the standards of conduct for the DOL and Securities and Exchange Commission (SEC).

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