March 13, 2012

Final 408(b)(2) Rules - Unexpected and Under-covered Issues

Spark Institute


Los Angeles partner Fred Reish co-presented a Spark Institute webinar titled, “Final 408(b)(2) Rules - Unexpected and Under-covered Issues,” on Wednesday, March 14.

The final 408(b)(2) regulations are out and retirement plan service and investment providers have only months to comply with them.

During this 60-minute webinar, Fred and his co-presenter shared the latest information regarding 404a-5 materials, self-directed brokerage windows, indirect compensation, designated investment alternatives, and plan fiduciary responsibilities, among others.

Services and Industries

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