February 15, 2019

‘Reg BI’ and Dual Registrants

Los Angeles partner Fred Reish and Florham Park counsel Joan Neri co-authored an article for PlanAdviser magazine titled “’Reg BI’ and Dual Registrants," discussing the impact of the SEC’s proposed Regulation Best Interest on dual-registered advisers. Specifically, the article examines the SEC’s best interest standard and discusses the types of factors that advisers will need to consider in making a best interest recommendation.

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