An Evolving Retirement Plan Landscape: What Financial Service Providers Need to Know

PDF

Overview

Registered investment advisers, broker-dealers, recordkeepers and others providing services to retirement plans won’t want to miss this three-session webinar focused on critical regulatory, fiduciary and investment issues shaping the future of retirement plans. Faegre Drinker subject matter authorities will cover the following:

The implications of the DOL’s return to a neutral standard for particular investment types (such as cryptocurrency and private equity), including ERISA fiduciary considerations, the use of managed account solutions and self-directed brokerage accounts for these investment types
Anticipated DOL enforcement actions and emerging retirement plan service trends
Recent ERISA litigation, including the 401(k) forfeiture lawsuits and the impact of the Cornell decision
The status of environmental, social and governance (ESG) rulemaking
The status of the Biden-era fiduciary regulation and next steps

Schedule

All times in Eastern time

12:00 PM | Welcome & Session 1
DOL Regulatory Update and Compliance Challenges for Financial Service Providers to Retirement Plans

1:15 PM | Session 2
Key ERISA Litigation Trends Impacting Retirement Plan Service Providers

2:25 PM | Session 3
Emerging Trends for Retirement Plan Service Providers and Anticipated DOL Enforcement Actions

Have a scheduling conflict? Register for the live event, and we will send you the on-demand recording shortly after the broadcast date. All past sessions are available to view on demand immediately after registration is complete. Session content is available to view on-demand through January 16, 2026. Please note, on-demand recordings are not available for CLE credit.