December 03, 2020

Best Interest Standard of Care for Advisors and DOL Final Rule on ESG Funds



In a sweeping presentation to the American Society of Pension Professionals & Actuaries (ASPPA), Joan Neri discussed the Securities and Exchange Commission’s (SEC) best interest standard of conduct for advisors under Reg BI and RIA guidelines. She also covered key Department of Labor (DOL) developments, from the recently proposed Prohibited Transaction to the proposed final rule on Environmental, Social and Corporate Governance (ESG) funds.

Related Industries

The Faegre Baker Daniels website uses cookies to make your browsing experience as useful as possible. In order to have the full site experience, keep cookies enabled on your web browser. By browsing our site with cookies enabled, you are agreeing to their use. Review Faegre Baker Daniels' cookies information for more details.