July 31, 2014

The DOL’s Proposed 408(b)(2) Guide

Fred Reish and Joan Neri co-authored an article for PLANADVISER discussing the application of the DOL’s proposed 408(b)(2) guide to plan advisers.  Specifically, the article discusses whether the proposal requires financial advisers with broker-dealers, investment advisers with registered investment adviser firms and insurance brokers and agents to give a “guide” to their 408(b)(2) disclosure.  

To read the entire article, click here.

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