The SEC’s Inspection Process for Registered Investment Advisers

This article, which appeared in the May 2006 issue of MFA Reporter, was authored by Debra M. Patalkis, partner in the Securities and Corporate Governance Litigation Group and Joshua B. Deringer, associate in the Investment Management Group.  The article discusses what many hedge fund managers, now registered as investment advisers, can expect from the SEC’s inspection process, which can be burdensome.

To view the full article, please click on the PDF link above.