June 27, 2012

Codes of Conduct for the Investment Management Industry


Philadelphia partner Michael Malloy, Philadelphia Counsel Nancy O'Hara and Chicago Counsel Veena Jain presented at a Drinker Biddle CLE on June 28, 2012.  The presentation reviewed laws and regulations concerning codes of ethics, codes of business standards and compliance programs affecting investment companies, investment advisers, and broker-dealers.

Services and Industries

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