Arbitrating in the FINRA Forum: Issues and Strategies

Florham Park partner Sandy Grannum authored “Arbitrating in the FINRA Forum: Issues and Strategies” for the July Journal of the American Bar Association’s Securities Litigation Committee.

In this article, Sandy outlines the process for selecting FINRA arbitrators and provides best practices for vetting an arbitration panel. She highlights topics including the timing of arbitrator selection; the neutral list selection system; the number of arbitrators on a panel; arbitrator categories; various types of cases heard before FINRA arbitrators; and challenges for cause.

Read “Arbitrating in the FINRA Forum: Issues and Strategies.” (Login required)