June 09, 2022

2022 PLANSPONSOR National Conference

Preparing for Regulatory Audits and Investigations


Brad Campbell, a partner in Faegre Drinker’s Washington, D.C. office, presented on “Preparing for Regulatory Audits and Investigations” — which included contributions from Leah Sylvester, director of retirement plan services at Shepherd Financial — at the 2022 PLANSPONSOR National Conference, which covered trends and practices in retirement plan design, participant engagement and education, and investment options, as well as provides legislative and regulatory updates. The presentation by Campbell and Sylvester covered the challenging topic of regulatory audits, explaining what to expect in an audit and how to effectively prepare for that inevitable knock on the door.


JW Marriott Orlando
4040 Central Florida Pkwy
Grande Lakes, FL 32837
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