NRS Central Investment Adviser Certified Compliance Professional Program Symposium

Partners Jeff Blumberg and Jim Lundy are speaking on two separate topics at the virtual Central Investment Adviser Certified Compliance Professional Program Symposium on Tuesday, July 14, 2020. Jeff is leading the topic of “Investment Adviser Performance and Advertising,” which is designed to help advisers avoid the common pitfalls and understand the fundamental advertising rule requirements from the SEC. Jim is leading the topic of “Trading Practices, Portfolio Compliance & Related Enforcement Cases,” which focuses on the critical risk area of portfolio compliance and the important fiduciary responsibilities of an investment adviser.