Filter your search:
Filter your search:
Speaking Engagement Recap
April 15 - 17, 2019

Refreshing Your Annual Review Process to Address Business and Regulatory Risks

Overview

Jeffrey Blumberg discusses evolving annual review processes for investment advisors, focusing on Rule 206(4)-7.

Location

Loews Miami Beach Hotel
1601 Collins Ave
Miami Beach, FL 33139

Related Legal Services

Related Industries

Speakers

  • John Gentile — Ascendant
  • Eugenie Warner — Ascendant
  • Heather Kaden — Head of Investment Advisory Compliance, Jennison Associates