August 16, 2019

The SEC’s Standard on IRA Rollovers

Fred Reish and Joan Neri co-authored an article for PlanAdviser magazine discussing the SEC’s standard of conduct for rollover advice.

In the article, Reish and Neri cover the SEC’s recently issued Interpretation Regarding Standard of Conduct for Investment Advisers, emphasizing that advisers must always act in investors’ best interest. Specifically, Reish and Neri address the process that advisers should undertake in order to satisfy the standard of care for rollover recommendations as described in the SEC Interpretation.

Read “The SEC’s Standard on IRA Rollovers.”

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