November/December 2016

Compensation: Variable fees will be subject to the BIC

By Fred Reish and Joan Neri

Fred Reish and Joan Neri co-authored an article for PLANADVISER magazine discussing the DOL compensation rules that apply when an adviser has conflicts of interest. Specifically, the article discusses the concept of level fee compensation and the application of the Best Interest Contract Exemption to compensation that is not level.

To view the full article, click on the link below.

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